Thomson Reuters Regulatory Intelligence

Regulatory Considerations for Risk & Compliance Officers in Canada for 2020

Risk and compliance officers in Canada will need to make a running start into the new decade to keep up with a regulatory landscape in…

Helen Chan January 31, 2020

10 Things Compliance Officers Need to Do in 2020

This year — 2020 — should be the year of perfect vision. If only it were that simple for financial services risk and compliance officers…

Susannah Hammond January 24, 2020

Shell Companies, Opioid-Related Crime & Unscrupulous Providers: How Medicaid Technology Can Mitigate Fraud & Abuse Risks

While states continue exploring ways to expand Medicaid coverage to eligible individuals and provide important new benefits such as addiction treatment, it’s crucial to remember…

Melissa D. Berry January 14, 2020

New Report Asks if Banks Are Really Ready for Legal Marijuana

As marijuana becomes more accepted as both a medical and recreational option and more U.S. states legalize or consider legalization of marijuana, the federal government,…

Legal Executive Institute November 22, 2019

Forum Magazine: Cost of Compliance Report 2019 — 10 Years of Regulatory Change

Since the financial crisis, financial services firms have seen unprecedented levels of regulatory change as governments and policy makers have sought to ensure that a…

Susannah Hammond November 22, 2019

Accountability Gets Personal: A TRRI Special Report

“If you fail to prepare, you prepare to fail” —Proverb December is the last step in the dance for the sector-by-sector roll-out to solo regulated…

Susannah Hammond November 20, 2019

Corruption Report 2019: As Regulators Extend Their Reach, Non-Financial Companies Need to Be Ready

“If you think compliance is expensive, try non-compliance.” — former U.S. Deputy Attorney General Paul McNulty For the past two decades, financial crime risk has…

Legal Executive Institute October 04, 2019

ACAMS 2019: Amid International Push to Regulate Cryptocurrencies, Banks Try to Keep the Gates Closed

LAS VEGAS — As a nascent international anti-money laundering (AML) push to ensure global regulation of cryptocurrencies advances, most banks continue to take steps to…

Brett Wolf October 01, 2019

Casinos: Keeping In Line With Title 31 (Part II)

In a new two-part blog series, “Casinos: Keeping In Line With Title 31”, we will examine how casinos are on the front lines of money…

Legal Executive Institute August 14, 2019

Casinos: Keeping In Line With Title 31 (Part 1)

In a new two-part blog series, we examine how casinos are on the front lines of money laundering investigations amid rising government enforcement actions. Will…

Legal Executive Institute August 06, 2019

Jeffrey Epstein Moved Money Abroad via Deutsche, Records Show

Deutsche Bank earlier this year unearthed and reported to the U.S. Treasury Department suspicious international transactions involving Jeffrey Epstein, the wealthy financier facing federal sex…

Brett Wolf August 01, 2019

INTERVIEW: Marijuana Firms Slowly Gain Bank Access, Says Ex-U.S. Treasury Official

A "fear factor" that has kept banks from serving marijuana-related businesses in the United States is easing amid changing attitudes on Capitol Hill. As a…

Brett Wolf July 25, 2019