Sharon M. Davison

Owner

Sharon M. Davison provides legal and strategic advice to broker-dealers, investment advisors, investors and individuals in the industry. Her practice covers all aspects of the broker-dealer and investment management industries beginning with decisions on formation and all issues related to the business.

She also provides advice on, among other things: agreements with customers and others, underwriting, distribution, private placement and finders, compensation arrangements, trading issues, compliance with Federal securities rules and self-regulators.

Articles by Sharon M. Davison